Namita Patel

  Quadrant Knowledge Solutions defines Trade Surveillance and Monitoring Solutions as software designed to detect and prevent abusive trading practices by monitoring market manipulation, fraud, and illicit trading behavior. Such solutions should encompass all asset classes and geographies to identify threats arising from any trading transaction, thereby safeguarding organizations from reputational risks and losses associated with penalties and fraud while ensuring regulatory compliance. Given the increasing expectations from regulators regarding trade surveillance, financial organizations are actively working to eliminate policy breaches that may lead to unlawful trading activities. In the current landscape, global trading practices are aligning with a broader spectrum of global regulations, incorporating cross-asset class and cross-market trade surveillance measures to identify market abuse, behavioral patterns, and non-compliant activities. Download the sample report of Mar...

  The financial markets have witnessed failures and substantial losses due to various factors, including rogue traders. These incidents have prompted the development of increasingly strict regulations such as Reg BI, MAR, MiFID II, Dodd-Frank, and the Code of Conduct. Additionally, regulatory agencies like CFTC, SEC, FINRA, and ESMA, along with national regulations in various countries, have issued guidelines to detect trading activities that undermine public trust in the markets. The growing pressure on financial markets to adhere to these regulations is the primary force driving the need for robust and precise trade monitoring systems. A Trade Surveillance and Monitoring solution provides capabilities for pre-trade, post-trade, and market surveillance, identifying practices of market abuse and trade violations. Key questions addressed in this study include: ·        What is the rate of growth in the market for trade surveillance and monitoring...